Field Business
Review of Public Sector Compliance Management unit standard 18268
Subfield |
Domain |
ID |
Public Sector Services |
Public Sector Compliance Management |
18268 |
Learning State Limited has completed the review of the unit standard listed above.
Date new versions published April 2011
Planned review date December 2015
Summary and main changes
In the process of developing a suite of three new qualifications and 37 associated new unit standards for public sector compliance practitioners, it was noted by the Industry Advisory Groups that unit standard 18268 was limited in scope and overly prescriptive for current needs. In addition, it had very limited usage - with 29 results reported between 2005 and the present stemming from Customs' use of the ‘anywhere on the NQF' elective in the National Certificate in Border Management (Customs) [Ref: 0895]. At the same time [Ref: 0895] was in the process of being designated expiring without replacement and, therefore, unit standard 18268 would no longer be included in any Learning State Limited qualifications.
All potential users of unit standard 18268 were contacted regarding its proposed expiry and possible impact on programmes and there were no identified issues with its expiry.
The 37 new unit standards are listed at the end of this report.
The category D unit standard will expire at the end of December 2011
Detailed list of unit standards - classification, title, level, and credits
Key to review category | |
A |
Dates changed, but no other changes are made - the new version of the standard carries the same ID and a new version number |
B |
Changes made, but the overall outcome remains the same - the new version of the standard carries the same ID and a new version number |
C |
Major changes that necessitate the registration of a replacement standard with a new ID |
D |
Standard will expire and not be replaced |
Business > Public Sector Services > Public Sector Compliance Management
ID |
Title |
Level |
Credit |
Review Category |
18268 |
Establish and maintain effective working relationships in a compliance environment |
4 |
5 |
D |
Law and Security > Public Sector Compliance > Public Sector Compliance Investigations
ID |
Title |
Level |
Credit |
Review Category |
26906 |
Demonstrate knowledge of compliance investigations |
4 |
4 |
New |
26915 |
Carry out investigations as a compliance officer |
5 |
15 |
New |
26916 |
Demonstrate interviewing skills for compliance investigations |
5 |
15 |
New |
26917 |
Manage compliance investigations file documentation |
4 |
4 |
New |
26919 |
Use audio and/or visual equipment for capturing and securing evidence in a compliance environment |
4 |
4 |
New |
26920 |
Manage exhibits in a compliance environment |
4 |
4 |
New |
26921 |
Assess, control, and manage scenes for compliance investigations |
5 |
10 |
New |
26924 |
Demonstrate knowledge of evidence and the Evidence Act 2006 in relation to compliance investigations |
5 |
10 |
New |
26925 |
Plan and manage significant compliance investigations |
6 |
25 |
New |
26926 |
Conduct significant compliance investigations |
6 |
25 |
New |
26927 |
Demonstrate advanced interviewing skills for compliance investigations |
6 |
20 |
New |
26929 |
Demonstrate basic knowledge of managing covert human intelligence sources (CHIS) |
4 |
6 |
New |
26931 |
Manage responsibilities to victims in a compliance investigations context |
5 |
5 |
New |
26932 |
Prepare for and oversee a prosecution as a compliance investigator |
6 |
25 |
New |
26933 |
Prepare for and contribute to a civil appeal proceeding as a compliance investigator |
5 |
20 |
New |
Law and Security > Public Sector Compliance > Public Sector Compliance Operations
ID |
Title |
Level |
Credit |
Review Category |
26897 |
Demonstrate knowledge of operating in a public sector regulatory environment |
3 |
4 |
New |
26898 |
Demonstrate knowledge of regulatory approaches and a regulatory model used in a compliance environment |
3 |
4 |
New |
26899 |
Demonstrate knowledge of options for achieving compliance |
3 |
4 |
New |
26900 |
Demonstrate basic knowledge of legal concepts in a public sector regulatory environment |
3 |
5 |
New |
26901 |
Demonstrate knowledge of offences, the rules of evidence, and evidence management in a compliance environment |
3 |
4 |
New |
26902 |
Produce and manage records in a compliance environment |
3 |
3 |
New |
26903 |
Demonstrate knowledge of establishing and maintaining effective relationships in a compliance environment |
3 |
4 |
New |
26904 |
Demonstrate and apply knowledge of keeping oneself and others safe in compliance situations with potential for conflict |
4 |
4 |
New |
26905 |
Demonstrate knowledge of compliance auditing |
4 |
4 |
New |
26907 |
Demonstrate knowledge of business structures and arrangements, and corporate liability, as a compliance practitioner |
4 |
4 |
New |
26908 |
Demonstrate knowledge of legal systems and their application to the public sector regulatory environment |
4 |
5 |
New |
26909 |
Demonstrate knowledge of planning, management, control, and leadership in relation to significant compliance operations |
4 |
5 |
New |
26910 |
Plan and manage compliance operations |
4 |
10 |
New |
26911 |
Prepare for and conduct compliance checks |
4 |
4 |
New |
26912 |
Inform and/or assist compliance subjects in order to achieve compliance |
4 |
3 |
New |
26913 |
Respond to calls for service in a compliance environment |
4 |
8 |
New |
26914 |
Make compliance decisions and/or recommendations for compliance cases |
5 |
10 |
New |
26918 |
Conduct initial response at incidents in a compliance environment |
4 |
4 |
New |
26922 |
Carry out interventions in a compliance environment |
4 |
5 |
New |
26923 |
Demonstrate and apply knowledge of using interpreters for compliance purposes |
4 |
3 |
New |
26928 |
Demonstrate knowledge of engaging internationally in a compliance context |
5 |
7 |
New |
26930 |
Plan and manage significant compliance operations |
6 |
15 |
New |