Domain - Public Sector Compliance Operations

Domain - Public Sector Compliance Operations

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Assessment Standards

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Level 3

Demonstrate knowledge of operating in a public sector regulatory environment
This standard has expired and is no longer available.

Version 2

26897 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe a regulatory environment in relation to a compliance organisation, and describe operating in a compliance role in a public sector regulatory environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of regulatory approaches and a regulatory model used in a compliance environment
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29180.

26898 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe regulatory approaches, and describe a regulatory model currently used in a compliance environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of options for achieving compliance
This standard has expired and is no longer available.

Version 2

26899 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe options for achieving compliance, and explain decision making for selecting compliance options.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate basic knowledge of legal concepts in a public sector regulatory environment
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29181.

26900 Unit Standard 5 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: describe how legislation is created and its application in a public sector regulatory environment; describe common law and explain its application in a public sector regulatory environment; and describe natural justice and explain its application in a public sector regulatory environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of offences, the rules of evidence, and evidence management in a compliance environment
This standard has expired and is no longer available.

Version 2

26901 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: demonstrate knowledge of offences; demonstrate knowledge of the rules of evidence; and describe evidence management in a compliance environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Produce and manage records in a compliance environment
This standard has expired and is no longer available.

Version 2

26902 Unit Standard 3 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe management of records in a compliance environment, and produce and manage records in a compliance environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of establishing and maintaining effective relationships in a compliance environment
This standard has expired and is no longer available.

Version 2

26903 Unit Standard 4 Credits

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This unit standard is for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to demonstrate knowledge of establishing and maintaining effective relationships in a compliance environment: with compliance subjects, within one''s own organisation, with other organisations, and with interest groups.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate core knowledge of New Zealand's regulatory system and regulatory practice

Word  PDF

Version 2

29179 Unit Standard 5 Credits

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People credited with this unit standard are able to: - demonstrate core knowledge of regulation, including its purpose and intended outcomes, and acting in the public interest; - demonstrate introductory knowledge of Te Ao Maori in relation to regulatory practice; - provide an overview of New Zealand''s regulatory system; and - describe an organisation''s regulatory role.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate and apply core knowledge of regulatory concepts and regulatory models

Word  PDF

Version 2 This unit standard replaced unit standard 26898.

29180 Unit Standard 8 Credits

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People credited with this unit standard are able to: - demonstrate knowledge of regulatory concepts applied by regulators; - demonstrate knowledge of a regulatory model currently used in a regulatory environment; - describe regulatory tools used to achieve regulatory outcomes, and when they are applied to achieve desired regulatory outcomes; and - apply core knowledge of a regulatory model currently used in a regulatory environment.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate and apply core knowledge of law development and legal concepts that underpin regulatory practice

Word  PDF

Version 2 This unit standard replaced unit standard 26900.

29181 Unit Standard 7 Credits

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People credited with this unit standard are able to: - describe the branches of government and their roles; - describe how legislation is created; - apply core knowledge of legal concepts to navigate and refer to statute; - describe the hierarchy of courts, common law, and precedent; and - describe natural justice.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate core knowledge of regulatory activities

Word  PDF

Version 2

29182 Unit Standard 10 Credits

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People credited with this unit standard are able to: - demonstrate core knowledge of intelligence as a regulatory activity; and - demonstrate core knowledge of other regulatory activities.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate and apply core knowledge of managing information, records, and evidence in a regulatory environment

Word  PDF

Version 2

29183 Unit Standard 2 Credits

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People credited with this unit standard are able to: - describe managing information and records in a regulatory environment; and - describe and apply core knowledge of managing evidence in a regulatory environment.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate and apply core knowledge of conduct, communication and interaction in a regulatory context

Word  PDF

Version 2

29184 Unit Standard 5 Credits

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People credited with this unit standard are able to, in a regulatory context: - demonstrate and apply knowledge of professional conduct; - describe various communication approaches and the value and risks in communicating; and - explain considerations when interacting with others.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Level 4

Demonstrate knowledge of the intelligence analysis process in a regulatory context

Word  PDF

Version 6

18503 Unit Standard 5 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to: - demonstrate knowledge of the intelligence analysis levels and process; - demonstrate knowledge of legislation that impacts on intelligence activity; . describe an intelligence cycle used in a regulatory context; - demonstrate knowledge of the collection, evaluation, and collation phases of the intelligence cycle; - identify types of intelligence and describe methods of disseminating intelligence in a regulatory context; and - explain the need to re-evaluate intelligence to complete the intelligence analysis process.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate and apply knowledge of keeping oneself and others safe in regulatory situations with potential for conflict

Word  PDF

Version 3

26904 Unit Standard 5 Credits

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People credited with this unit standard are able to: - describe and explain how to keep oneself and others safe in regulatory situations with potential for conflict; and - demonstrate and apply knowledge of keeping oneself and others safe in regulatory situations with potential for conflict.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate knowledge of compliance auditing
This standard has expired and is no longer available.

Version 2

26905 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with unit standard are able to explain compliance auditing, and describe compliance auditing as carried out by a compliance organisation.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of business structures and arrangements, and corporate liability, as a compliance practitioner
This standard has expired and is no longer available.

Version 2

26907 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to demonstrate knowledge of business structure and arrangements; describe corporate liability in a compliance environment; and explain how a compliance practitioner''s awareness of business structures and arrangements and/or corporate liability may be applied.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of legal systems and their application to the public sector regulatory environment
This standard has expired and is no longer available.

Version 2

26908 Unit Standard 5 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: describe the institutions of Government and their roles; describe court structure, functions, and process and entry into the court process for compliance organisations; describe judicial decisions; and explain how behaviours and/or procedures may be altered as a result of judicial decisions.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of planning, management, control, and leadership in relation to significant compliance operations
This standard has expired and is no longer available.

Version 2

26909 Unit Standard 5 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to provide an overview of planning and management in relation to significant compliance operations, and explain control and leadership for significant compliance operations.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Plan and manage compliance operations
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29195.

26910 Unit Standard 10 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: develop the plans for compliance operations; prepare and manage resources for the compliance operations; monitor and manage process for the compliance operations; produce documentation relating to the compliance operations; and review and finalise the compliance operations.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Prepare for and conduct compliance checks
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29193

26911 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to explain compliance checks as a compliance officer, and prepare for and conduct compliance checks.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Inform and/or assist compliance subjects in order to achieve compliance
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29192.

26912 Unit Standard 3 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe informing and/or assisting as an approach to achieving compliance, and inform and/or assist compliance subjects in order to achieve compliance.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Respond to calls for service in a compliance environment
This standard has expired and is no longer available.

Version 2

26913 Unit Standard 8 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to explain initial response to calls for service in a compliance environment, and respond to calls for service in a compliance environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Conduct initial response at incidents in a compliance environment
This standard has expired and is no longer available.

Version 2

26918 Unit Standard 4 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to carry out planning for, and carry out, initial response at incidents in a compliance environment.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Carry out interventions in a compliance environment
This standard has expired and is no longer available.

Version 2 This unit standard was replaced by unit standard 29197.

26922 Unit Standard 5 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able, in a compliance environment, to carry out interventions, and evaluate the interventions.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate and apply knowledge of using interpreters for compliance purposes
This standard has expired and is no longer available.

Version 2

26923 Unit Standard 3 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to describe the use of interpreters for compliance purposes, and use an interpreter for a compliance purpose or purposes.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate operational knowledge of law in a regulatory context in New Zealand

Word  PDF

Version 2

29185 Unit Standard 12 Credits

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People credited with this unit standard are able to: - demonstrate knowledge of how Te Tiriti o Waitangi/Treaty of Waitangi (The Treaty) is applied with respect to the New Zealand legislative framework within a regulatory environment; - describe the New Zealand legal system in the context of operational regulatory practice; . describe the powers and obligations of a regulatory officer and the rights of regulated parties. - demonstrate knowledge of applying legislation in an operational regulatory context; - demonstrate knowledge of offences in an operational regulatory context; and - describe evidence and evidence management in an operational regulatory context.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate operational knowledge of regulatory activities

Word  PDF

Version 2

29186 Unit Standard 8 Credits

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People credited with this unit standard are able to: - demonstrate knowledge of the purpose and components of regulatory activities; and . describe Te Ao Maori in relation to regulatory activities.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate operational knowledge of interventions used to achieve regulatory outcomes

Word  PDF

Version 2

29187 Unit Standard 8 Credits

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People credited with this unit standard are able to: - demonstrate knowledge of a regulatory model used by a New Zealand regulator in an operational regulatory context; - demonstrate operational knowledge of interventions used to achieve regulatory outcomes; and - demonstrate operational knowledge of sanctioning used in a regulatory environment.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Demonstrate operational knowledge of communication to achieve regulatory outcomes

Word  PDF

Version 2

29188 Unit Standard 4 Credits

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People credited with this unit standard are able to: - describe written and oral communication standards of an organisation relating to their regulatory function; - demonstrate knowledge of effective communication in a regulatory environment; - describe questioning and structured conversations in the context of obtaining and clarifying information in a regulatory context; and - demonstrate knowledge of adapting behaviour and communication style appropriate to operational regulatory practice.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Apply operational knowledge of regulatory practice in a regulatory environment

Word  PDF

Version 2

29189 Unit Standard 8 Credits

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People credited with this unit standard are able to apply operational knowledge of regulatory practice in a regulatory environment.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Contribute to the intelligence process in a regulatory organisation

Word  PDF

Version 2

29190 Unit Standard 5 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to contribute to the intelligence process in a regulatory organisation.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct routine entry and exit control regulatory activities

Word  PDF

Version 2

29191 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to: - conduct routine entry and exit control activities in a regulatory organisation; and - record and communicate results of the entry and exit control activities.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct routine educate and/or assist regulatory activities

Word  PDF

Version 2 This unit standard replaced unit standard 26912.

29192 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to conduct routine educate and/or assist regulatory activities.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct routine regulatory compliance checks

Word  PDF

Version 2 This unit standard replaced unit standard 26911.

29193 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to: - prepare to conduct routine regulatory compliance checks; - conduct routine regulatory compliance checks; and . record and communicate results of the regulatory compliance check.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct physical enforcement as a routine activity in regulatory practice

Word  PDF

Version 2

29194 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to conduct physical enforcement as a routine activity in regulatory practice.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct routine regulatory operations

Word  PDF

Version 2 This unit standard replaced unit standard 26910.

29195 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to: - prepare to conduct routine regulatory operations; - prepare and manage resources for routine regulatory operations; - conduct routine regulatory operations; and - complete and review routine regulatory operations.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct routine regulatory investigations

Word  PDF

Version 2

29196 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to: - prepare to conduct routine regulatory investigations; - conduct the routine regulatory investigations; - evaluate the routine regulatory investigations; and - finalise complete and review the routine regulatory investigations.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Carry out regulatory interventions

Word  PDF

Version 2 This unit standard replaced unit standard 26922.

29197 Unit Standard 10 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to carry out regulatory interventions.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Produce and manage regulatory records in a regulatory environment

Word  PDF

Version 2

29198 Unit Standard 5 Credits

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This unit standard is for people currently employed as regulatory officers. People credited with this unit standard are able to, in a regulatory environment: - produce records; and - manage records.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Level 5

Explain the application of HACCP principles
This standard is expiring. The last date for assessment to take place is 31 December 2024.

Word  PDF

Version 5

19514 Unit Standard 15 Credits

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This unit standard is for people who are required to have an in-depth knowledge of the application of Hazard Analysis Critical Control Point (HACCP) principles. People credited with this unit standard are able to explain: the essential elements for the application of HACCP principles to achieve food safety; the types and sources of hazards relevant to food safety, and their controls; good operating practice in relation to HACCP; the documentation and record keeping requirements associated with the application of good operating practice and HACCP; the factors that influence the development and implementation of good operating practice and HACCP within a risk-based programme; the validation of a risk-based programme; and internal verification procedures for good operating practice and HACCP within a risk-based programme.

Standard-setting body:

Ringa Hora Services Workforce Development Council

Make compliance decisions and/or recommendations for compliance cases
This standard has expired and is no longer available.

Version 2

26914 Unit Standard 10 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to analyse offences for compliance cases, and make and report compliance decisions and/or recommendations for the compliance cases.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Demonstrate knowledge of engaging internationally in a compliance context
This standard has expired and is no longer available.

Version 2

26928 Unit Standard 7 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: explain legislation and any treaties, agreements, or arrangements applicable to one''s own compliance organisation and one''s own compliance role, in an international context; explain requesting and receiving international assistance from foreign governments, their representatives, or other international bodies in relation to one''s own compliance organisation and one''s own compliance role; describe dealing with requests from foreign governments, their representatives, or other international bodies in relation to one''s own compliance organisation and one''s own compliance role; and describe information sharing in relation to one''s own compliance organisation and one''s own compliance role, in an international compliance context.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Describe and apply knowledge of a risk-based approach to regulatory activities

Word  PDF

Version 2

29199 Unit Standard 5 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - describe a risk-based approach in relation to regulatory activities; and - apply a risk-based approach to regulatory activities.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Engage with stakeholders in a regulatory environment to achieve regulatory outcomes

Word  PDF

Version 2

29200 Unit Standard 5 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - demonstrate knowledge of stakeholder needs in relation to regulatory outcomes; and - engage with stakeholders to achieve regulatory outcomes.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Plan, manage, and evaluate regulatory activities

Word  PDF

Version 2

29201 Unit Standard 15 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - plan and manage regulatory activities; and - evaluate regulatory activities and their outcomes.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct, analyse, and report on regulatory conformance audits

Word  PDF

Version 2

29202 Unit Standard 20 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - conduct regulatory conformance audits; - analyse evidence of conformance to arrive at audit findings; - identify possible interventions for achieving and/or improving conformance; - determine and report recommendations and/or interventions based on audit findings; and - monitor conformance of audit subjects in response to recommendations and/or interventions.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct, analyse, and report on regulatory inspections

Word  PDF

Version 2

29203 Unit Standard 20 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - conduct and conclude regulatory inspections; - analyse evidence of compliance gathered during the inspections and determine findings; - identify possible interventions for achieving and/or improving compliance; - make recommendations and/or carry out interventions based on findings of the inspections; and . report the recommendations and/or interventions to stakeholders.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct, analyse, and report on regulatory investigations

Word  PDF

Version 2 This unit standard replaced unit standard 26915.

29204 Unit Standard 20 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - conduct regulatory investigations; - analyse information to arrive at investigation outcomes that are supported by evidence; and - consider interventions, and determine and report recommendations and/or decisions based on investigation findings.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Conduct regulatory compliance operations
This standard has expired and is no longer available.

Version 2

29205 Unit Standard 15 Credits

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This unit standard is for people currently employed as senior regulatory compliance practitioners. People credited with this unit standard are able to: - conduct regulatory compliance operations; and - conclude regulatory compliance operations.

Standard-setting body:

Ringa Hora Services Workforce Development Council

Facilitate regulatory compliance operations
This standard has expired and is no longer available.

Version 2

29206 Unit Standard 15 Credits

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This unit standard is for people currently employed as senior regulatory compliance practitioners. People credited with this unit standard are able to facilitate regulatory compliance operations.

Standard-setting body:

Ringa Hora Services Workforce Development Council

Plan, manage and conduct, and evaluate interviews in a regulatory context

Word  PDF

Version 2 This unit standard replaced unit standard 26916.

29216 Unit Standard 15 Credits

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This unit standard is for people currently employed as regulatory practitioners. People credited with this unit standard are able to: - plan and prepare for interviews to obtain information in a regulatory context; - engage with and prepare the interviewee for interviewing in a regulatory environment; - manage and conduct interviews in a regulatory context; and - conclude and evaluate the interviews.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Use questioning and/or other information gathering techniques for a regulatory inspection activity

Word  PDF

Version 1

32861 Unit Standard 10 Credits

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People credited with this unit standard are able to: . prepare to gather information for a regulatory inspection activity; . use observational skills and questioning and/or information gathering techniques for a regulatory inspection activity; and . conclude and record questioning and/or information gathering for a regulatory inspection activity.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Apply and maintain knowledge of legislative standards and technical expertise in a regulatory inspection context

Word  PDF

Version 1

32862 Unit Standard 5 Credits

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People credited with this unit standard are able to: . demonstrate and apply knowledge of legislative standards that apply to regulatory inspections conducted by a regulatory organisation; . apply technical subject matter expertise to a regulatory inspection; and . maintain currency of specialised technical knowledge relating to regulatory inspections.

Consent & Moderation Requirements:

CMR 121 Word PDF

Standard-setting body:

Ringa Hora Services Workforce Development Council

Level 6

Plan and manage significant compliance operations
This standard has expired and is no longer available.

Version 2

26930 Unit Standard 15 Credits

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This unit standard is intended for people who work in compliance roles in public sector organisations. People credited with this unit standard are able to: develop plans for a significant compliance operation; prepare and manage resources for the operation; monitor and manage the execution of the operation; manage the production of documentation relating to the significant compliance operations; and review and finalise the operation.

Standard-setting body:

Te P?kenga - New Zealand Institute of Skills and Technology

Data as at 24 April 2024