- Home
- Studying in New Zealand
- Qualifications and standards
- NCEA
- M?ori & Pasifika
-
Providers and partners
- About education organisations
- NZQA's quality assurance system for tertiary education organisations
- Quick links to NZQF documents
- Approval, accreditation and registration
- Consistency of graduate outcomes
- Monitoring and Assessment
- Self-assessment
- External evaluation and review
- Assessment and moderation of standards
- Submitting results and awarding qualifications
- The Education (Pastoral Care of International Students) Code of Practice
- Quality assurance of ITPs
- Offshore use of qualifications and programmes
- Guidelines and forms
- Assessment and moderation of standards
- registration-and-accreditation
- caring-for-international-students
- About us
Domain - Financial Services - Professional Practice
All unit standards registered on the Directory of Assessment Standards may be accessed here.?
TOP > Service Sector > Financial Services > Financial Services - Professional Practice
| 0 Qualifications | 41 Assessment Standards (41 Units) | View Education Organisations with Consent to Assess |
Qualifications
No qualifications currently registered at this level. Also check fields and sub-fields.
Assessment Standards
Show education organisations, CMR & purpose »
| Level 3 | ||||||
| 28155 | Unit |
Demonstrate knowledge of products, services, roles, and functions in the financial services industry |
5 Credits |
|
||
| Level 4 | ||||||
| 24755 | Unit |
Demonstrate knowledge of the industry and apply professional practice in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24757 | Unit |
Develop and maintain in-depth knowledge of products and/or services in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24766 | Unit |
Tailor a financial product and/or service solution to meet customer needs in the financial services industry This standard has expired and is no longer available. |
4 Credits | |||
| 28199 | Unit |
Demonstrate knowledge of the financial services environment in New Zealand |
15 Credits |
|
||
| 28200 | Unit |
Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment |
15 Credits |
|
||
| 28201 | Unit |
Use Six Step Process to demonstrate broad understanding of financial products, services and customers |
10 Credits |
|
||
| 28202 | Unit |
Demonstrate knowledge of the banking industry in New Zealand |
10 Credits |
|
||
| 28203 | Unit |
Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand |
10 Credits |
|
||
| 28204 | Unit |
Demonstrate knowledge of the insurance industry in New Zealand |
10 Credits |
|
||
| Level 5 | ||||||
| 28359 | Unit |
Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries |
5 Credits |
|
||
| 28360 | Unit |
Select and apply banking products and services to meet client needs |
5 Credits |
|
||
| 28361 | Unit |
Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector |
5 Credits |
|
||
| 28362 | Unit |
Demonstrate understanding of key lending concepts and frameworks, and apply these to a variety of lending situations |
5 Credits |
|
||
| 28363 | Unit |
Demonstrate understanding of financial services best practice, professionalism, and recognised advice process |
10 Credits |
|
||
| 28364 | Unit |
Demonstrate understanding and application of the regulatory environment for financial services |
5 Credits |
|
||
| 28365 | Unit |
Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions |
15 Credits |
|
||
| 28366 | Unit |
Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants |
10 Credits |
|
||
| 28367 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to general insurance situations |
5 Credits |
|
||
| 28368 | Unit |
Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles |
5 Credits |
|
||
| 28369 | Unit |
Demonstrate understanding of general insurance needs and products and apply products to meet client needs |
10 Credits |
|
||
| 28370 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance |
5 Credits |
|
||
| 28371 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations |
5 Credits |
|
||
| 28372 | Unit |
Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles |
5 Credits |
|
||
| 28373 | Unit |
Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs |
10 Credits |
|
||
| 28374 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance |
5 Credits |
|
||
| 28375 | Unit |
Demonstrate understanding of investment concepts and the associated regulatory environment |
5 Credits |
|
||
| 28376 | Unit |
Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives |
10 Credits |
|
||
| 28377 | Unit |
Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements |
10 Credits |
|
||
| 28378 | Unit |
Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations |
5 Credits |
|
||
| 28379 | Unit |
Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals |
5 Credits |
|
||
| 28380 | Unit |
Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements |
5 Credits |
|
||
| 28381 | Unit |
Demonstrate understanding of personal lending products and the borrowing needs they meet |
5 Credits |
|
||
| 28382 | Unit |
Develop financial solutions to meet the needs of personal lending clients and apply a loan application process |
10 Credits |
|
||
| 28383 | Unit |
Demonstrate understanding of residential property lending and associated organisational and regulatory requirements |
5 Credits |
|
||
| 28384 | Unit |
Demonstrate understanding of residential property lending products and the borrowing needs they meet |
5 Credits |
|
||
| 28385 | Unit |
Demonstrate understanding of the residential property market and the impact on residential property lending |
5 Credits |
|
||
| 28386 | Unit |
Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process |
5 Credits |
|
||
| 28387 | Unit |
Demonstrate understanding of trustee concepts, legislation, and regulations |
10 Credits |
|
||
| 28388 | Unit |
Outline the relationships between trustee products and individuals' needs |
15 Credits |
|
||
| 28389 | Unit |
Demonstrate the administrative responsibilities required under a trustee appointment |
10 Credits |
|
||