Domain - Financial Services - Professional Practice
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TOP > Service Sector > Financial Services > Financial Services - Professional Practice
| 0 Qualifications | 92 Assessment Standards (75 Units & 17 Skills) | View Education Organisations with Consent to Assess |
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Assessment Standards
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| Level 3 | ||||||
| 28155 | Unit |
Demonstrate knowledge of products, services, roles, and functions in the financial services industry This standard has expired and is no longer available. |
5 Credits | |||
| Level 4 | ||||||
| 24755 | Unit |
Demonstrate knowledge of the industry and apply professional practice in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24757 | Unit |
Develop and maintain in-depth knowledge of products and/or services in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24766 | Unit |
Tailor a financial product and/or service solution to meet customer needs in the financial services industry This standard has expired and is no longer available. |
4 Credits | |||
| 28199 | Unit |
Demonstrate knowledge of the financial services environment in New Zealand This standard has expired and is no longer available. |
15 Credits | |||
| 28200 | Unit |
Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment This standard has expired and is no longer available. |
15 Credits | |||
| 28201 | Unit |
Use Six Step Process to demonstrate broad understanding of financial products, services and customers This standard has expired and is no longer available. |
10 Credits | |||
| 28202 | Unit |
Demonstrate knowledge of the banking industry in New Zealand This standard has expired and is no longer available. |
10 Credits | |||
| 28203 | Unit |
Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand This standard has expired and is no longer available. |
10 Credits | |||
| 28204 | Unit |
Demonstrate knowledge of the insurance industry in New Zealand This standard has expired and is no longer available. |
10 Credits | |||
| Level 5 | ||||||
| 28359 | Unit |
Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries This standard has expired and is no longer available. |
5 Credits | |||
| 28360 | Unit |
Select and apply banking products and services to meet client needs This standard has expired and is no longer available. |
5 Credits | |||
| 28361 | Unit |
Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector This standard has expired and is no longer available. |
5 Credits | |||
| 28362 | Unit |
Demonstrate and apply knowledge of key lending concepts and frameworks to a variety of lending situations in banking |
5 Credits |
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| 28363 | Unit |
Demonstrate understanding of financial services best practice, professionalism, and recognised advice process This standard has expired and is no longer available. |
10 Credits | |||
| 28364 | Unit |
Demonstrate understanding and application of the regulatory environment for financial services This standard has expired and is no longer available. |
5 Credits | |||
| 28365 | Unit |
Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions This standard has expired and is no longer available. |
15 Credits | |||
| 28366 | Unit |
Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants This standard has expired and is no longer available. |
10 Credits | |||
| 28367 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to general insurance situations This standard has expired and is no longer available. |
5 Credits | |||
| 28368 | Unit |
Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles This standard has expired and is no longer available. |
5 Credits | |||
| 28369 | Unit |
Demonstrate understanding of general insurance needs and products and apply products to meet client needs This standard has expired and is no longer available. |
10 Credits | |||
| 28370 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance This standard has expired and is no longer available. |
5 Credits | |||
| 28371 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations This standard has expired and is no longer available. |
5 Credits | |||
| 28372 | Unit |
Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles This standard has expired and is no longer available. |
5 Credits | |||
| 28373 | Unit |
Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs This standard has expired and is no longer available. |
10 Credits | |||
| 28374 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance This standard has expired and is no longer available. |
5 Credits | |||
| 28375 | Unit |
Demonstrate understanding of investment concepts and the associated regulatory environment This standard has expired and is no longer available. |
5 Credits | |||
| 28376 | Unit |
Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives This standard has expired and is no longer available. |
10 Credits | |||
| 28377 | Unit |
Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements This standard has expired and is no longer available. |
10 Credits | |||
| 28378 | Unit |
Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations This standard has expired and is no longer available. |
5 Credits | |||
| 28379 | Unit |
Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals This standard has expired and is no longer available. |
5 Credits | |||
| 28380 | Unit |
Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements This standard has expired and is no longer available. |
5 Credits | |||
| 28381 | Unit |
Demonstrate understanding of personal lending products and the borrowing needs they meet This standard has expired and is no longer available. |
5 Credits | |||
| 28382 | Unit |
Develop personal lending solutions to meet lending framework requirements and process a personal loan application This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 28383 | Unit |
Demonstrate understanding of residential property lending and associated organisational and regulatory requirements This standard has expired and is no longer available. |
5 Credits | |||
| 28384 | Unit |
Demonstrate understanding of residential property lending products and the borrowing needs they meet This standard has expired and is no longer available. |
5 Credits | |||
| 28385 | Unit |
Demonstrate and apply knowledge of market factors and key concepts affecting residential property to meet client needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 28386 | Unit |
Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process This standard has expired and is no longer available. |
5 Credits | |||
| 28387 | Unit |
Demonstrate understanding of trustee concepts, legislation, and regulations This standard has expired and is no longer available. |
10 Credits | |||
| 28388 | Unit |
Outline the relationships between trustee products and individuals' needs This standard has expired and is no longer available. |
15 Credits | |||
| 28389 | Unit |
Demonstrate the administrative responsibilities required under a trustee appointment This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31855 | Unit |
Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
10 Credits |
|
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| 31856 | Unit |
Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
|
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| 31857 | Unit |
Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31858 | Unit |
Interpret and explain provisions in the regulatory framework in a financial advice services context This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
10 Credits |
|
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| 31859 | Unit |
Demonstrate and apply knowledge of the investment services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31861 | Unit |
Gather and analyse information to determine client investment needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31862 | Unit |
Demonstrate and apply knowledge of investment assets, services, and financial instruments to meet client needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
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| 31863 | Unit |
Demonstrate and apply knowledge of economic factors to provide investment solutions This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31864 | Unit |
Provide advice in an investment context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31865 | Unit |
Demonstrate and apply knowledge of the life, disability, and health insurance services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31866 | Unit |
Gather and analyse information to determine client life, disability, and health insurance needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31867 | Unit |
Apply knowledge of life, disability, and health insurance products and services to meet client needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
|
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| 31868 | Unit |
Demonstrate and apply knowledge of administrative processes to provide life, disability, and health insurance services This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31869 | Unit |
Provide advice in a life, disability, and health insurance context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31870 | Unit |
Demonstrate and apply knowledge of the general insurance services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31871 | Unit |
Gather and analyse information to determine client general insurance needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31872 | Unit |
Apply knowledge of general insurance products and services to meet client needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
|
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| 31873 | Unit |
Demonstrate and apply knowledge of administrative processes to provide general insurance services This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31874 | Unit |
Provide advice in a general insurance context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31875 | Unit |
Demonstrate and apply knowledge of the residential property lending services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31876 | Unit |
Gather and analyse information to determine client residential property borrowing needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31877 | Unit |
Apply knowledge of residential property lending products and services to meet needs and process a loan application This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
|
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| 31879 | Unit |
Provide advice in a residential property lending context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31880 | Unit |
Demonstrate and apply knowledge of the personal lending services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31881 | Unit |
Gather and analyse information and apply knowledge of products to meet personal borrowing needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
10 Credits |
|
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| 31882 | Unit |
Provide advice in a personal lending context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31883 | Unit |
Demonstrate and apply knowledge of the banking services environment and concepts |
5 Credits |
|
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| 31884 | Unit |
Gather and analyse information to determine client banking needs |
7 Credits |
|
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| 31885 | Unit |
Apply knowledge of banking products and services to meet client needs |
8 Credits |
|
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| 31886 | Unit |
Provide advice in a banking context using the Six Step Process |
5 Credits |
|
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| 31887 | Unit |
Demonstrate and apply knowledge of the trustee services environment and concepts This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 31888 | Unit |
Gather and analyse information to determine client trustee services needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
7 Credits |
|
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| 31889 | Unit |
Demonstrate and apply knowledge of trustee products and services to meet client needs This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
8 Credits |
|
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| 31890 | Unit |
Provide advice in a trustee services context using the Six Step Process This standard is expiring. The last date for assessment to take place is Fri Dec 31 00:00:00 NZDT 2027. |
5 Credits |
|
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| 40652 | Skill |
Process a residential property loan application to meet client needs |
10 Credits |
|
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| 40653 | Skill |
Develop residential property lending solutions to meet client borrowing needs |
5 Credits |
|
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| 40654 | Skill |
Apply knowledge of the investment environment and concepts to provide investment services |
5 Credits |
|
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| 40655 | Skill |
Establish client investment needs and make investment recommendations |
10 Credits |
|
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| 40656 | Skill |
Develop investment solutions that meet client needs |
15 Credits |
|
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| 40657 | Skill |
Process a personal loan application to meet client needs |
10 Credits |
|
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| 40658 | Skill |
Apply knowledge of the regulatory framework, concepts, and approaches to provide life, disability, and health insurance |
5 Credits |
|
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| 40659 | Skill |
Analyse client information to develop recommendations for life, disability, and health insurance needs |
15 Credits |
|
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| 40661 | Skill |
Apply knowledge of administrative processes to provide life, disability, and health insurance services |
5 Credits |
|
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| 40662 | Skill |
Apply knowledge of the regulatory framework, concepts, and approaches to provide general insurance services |
5 Credits |
|
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| 40663 | Skill |
Analyse client information to develop recommendations for general insurance needs |
15 Credits |
|
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| 40665 | Skill |
Apply knowledge of insurance processes and the policy life cycle to provide general insurance services |
5 Credits |
|
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| 40666 | Skill |
Establish client residential property borrowing needs and make lending recommendations |
15 Credits |
|
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| 40667 | Skill |
Establish personal borrowing needs and make personal lending recommendations |
15 Credits |
|
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| 40668 | Skill |
Develop relationships and communicate with clients ethically and professionally in a financial services context |
20 Credits |
|
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| 40669 | Skill |
Apply knowledge of the financial market participants and systems to provide financial advice solutions |
15 Credits |
|
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| 40670 | Skill |
Interpret general insurance policy coverage and policy response for clients |
5 Credits |
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