Domain - Financial Services - Professional Practice

Domain - Financial Services - Professional Practice

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Assessment Standards

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Level 3
28155 Unit Demonstrate knowledge of products, services, roles, and functions in the financial services industry
5 Credits
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Level 4
24755 Unit Demonstrate knowledge of the industry and apply professional practice in a financial services organisation
This standard has expired and is no longer available.
5 Credits
24757 Unit Develop and maintain in-depth knowledge of products and/or services in a financial services organisation
This standard has expired and is no longer available.
5 Credits
24766 Unit Tailor a financial product and/or service solution to meet customer needs in the financial services industry
This standard has expired and is no longer available.
4 Credits
28199 Unit Demonstrate knowledge of the financial services environment in New Zealand
15 Credits
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28200 Unit Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment
15 Credits
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28201 Unit Use Six Step Process to demonstrate broad understanding of financial products, services and customers
10 Credits
Word  PDF
28202 Unit Demonstrate knowledge of the banking industry in New Zealand
10 Credits
Word  PDF
28203 Unit Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand
10 Credits
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28204 Unit Demonstrate knowledge of the insurance industry in New Zealand
10 Credits
Word  PDF
Level 5
28359 Unit Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries
5 Credits
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28360 Unit Select and apply banking products and services to meet client needs
5 Credits
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28361 Unit Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector
5 Credits
Word  PDF
28362 Unit Demonstrate understanding of key lending concepts and frameworks, and apply these to a variety of lending situations
5 Credits
Word  PDF
28363 Unit Demonstrate understanding of financial services best practice, professionalism, and recognised advice process
10 Credits
Word  PDF
28364 Unit Demonstrate understanding and application of the regulatory environment for financial services
5 Credits
Word  PDF
28365 Unit Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions
15 Credits
Word  PDF
28366 Unit Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants
10 Credits
Word  PDF
28367 Unit Demonstrate understanding of insurance concepts and principles and apply to general insurance situations
5 Credits
Word  PDF
28368 Unit Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles
5 Credits
Word  PDF
28369 Unit Demonstrate understanding of general insurance needs and products and apply products to meet client needs
10 Credits
Word  PDF
28370 Unit Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance
5 Credits
Word  PDF
28371 Unit Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations
5 Credits
Word  PDF
28372 Unit Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles
5 Credits
Word  PDF
28373 Unit Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs
10 Credits
Word  PDF
28374 Unit Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance
5 Credits
Word  PDF
28375 Unit Demonstrate understanding of investment concepts and the associated regulatory environment
5 Credits
Word  PDF
28376 Unit Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives
10 Credits
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28377 Unit Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements
10 Credits
Word  PDF
28378 Unit Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations
5 Credits
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28379 Unit Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals
5 Credits
Word  PDF
28380 Unit Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements
5 Credits
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28381 Unit Demonstrate understanding of personal lending products and the borrowing needs they meet
5 Credits
Word  PDF
28382 Unit Develop financial solutions to meet the needs of personal lending clients and apply a loan application process
10 Credits
Word  PDF
28383 Unit Demonstrate understanding of residential property lending and associated organisational and regulatory requirements
5 Credits
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28384 Unit Demonstrate understanding of residential property lending products and the borrowing needs they meet
5 Credits
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28385 Unit Demonstrate understanding of the residential property market and the impact on residential property lending
5 Credits
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28386 Unit Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process
5 Credits
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28387 Unit Demonstrate understanding of trustee concepts, legislation, and regulations
10 Credits
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28388 Unit Outline the relationships between trustee products and individuals' needs
15 Credits
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28389 Unit Demonstrate the administrative responsibilities required under a trustee appointment
10 Credits
Word  PDF