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Domain - Financial Services - Professional Practice
All unit standards registered on the Directory of Assessment Standards may be accessed here.
TOP > Service Sector > Financial Services > Financial Services - Professional Practice
| 0 Qualifications | 75 Assessment Standards (75 Units) | View Education Organisations with Consent to Assess |
Qualifications
No qualifications currently registered at this level. Also check fields and sub-fields.
Assessment Standards
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| Level 3 | ||||||
| 28155 | Unit |
Demonstrate knowledge of products, services, roles, and functions in the financial services industry This standard is expiring. The last date for assessment to take place is 31 December 2023. |
5 Credits |
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| Level 4 | ||||||
| 24755 | Unit |
Demonstrate knowledge of the industry and apply professional practice in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24757 | Unit |
Develop and maintain in-depth knowledge of products and/or services in a financial services organisation This standard has expired and is no longer available. |
5 Credits | |||
| 24766 | Unit |
Tailor a financial product and/or service solution to meet customer needs in the financial services industry This standard has expired and is no longer available. |
4 Credits | |||
| 28199 | Unit |
Demonstrate knowledge of the financial services environment in New Zealand This standard is expiring. The last date for assessment to take place is 31 December 2023. |
15 Credits |
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| 28200 | Unit |
Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment This standard is expiring. The last date for assessment to take place is 31 December 2023. |
15 Credits |
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| 28201 | Unit |
Use Six Step Process to demonstrate broad understanding of financial products, services and customers This standard is expiring. The last date for assessment to take place is 31 December 2023. |
10 Credits |
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| 28202 | Unit |
Demonstrate knowledge of the banking industry in New Zealand This standard is expiring. The last date for assessment to take place is 31 December 2023. |
10 Credits |
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| 28203 | Unit |
Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand This standard is expiring. The last date for assessment to take place is 31 December 2023. |
10 Credits |
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| 28204 | Unit |
Demonstrate knowledge of the insurance industry in New Zealand This standard is expiring. The last date for assessment to take place is 31 December 2023. |
10 Credits |
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| Level 5 | ||||||
| 28359 | Unit |
Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries This standard has expired and is no longer available. |
5 Credits | |||
| 28360 | Unit |
Select and apply banking products and services to meet client needs This standard has expired and is no longer available. |
5 Credits | |||
| 28361 | Unit |
Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector This standard has expired and is no longer available. |
5 Credits | |||
| 28362 | Unit |
Demonstrate and apply knowledge of key lending concepts and frameworks to a variety of lending situations in banking |
5 Credits |
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| 28363 | Unit |
Demonstrate understanding of financial services best practice, professionalism, and recognised advice process This standard has expired and is no longer available. |
10 Credits | |||
| 28364 | Unit |
Demonstrate understanding and application of the regulatory environment for financial services This standard has expired and is no longer available. |
5 Credits | |||
| 28365 | Unit |
Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions This standard has expired and is no longer available. |
15 Credits | |||
| 28366 | Unit |
Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants This standard has expired and is no longer available. |
10 Credits | |||
| 28367 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to general insurance situations This standard has expired and is no longer available. |
5 Credits | |||
| 28368 | Unit |
Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles This standard has expired and is no longer available. |
5 Credits | |||
| 28369 | Unit |
Demonstrate understanding of general insurance needs and products and apply products to meet client needs This standard has expired and is no longer available. |
10 Credits | |||
| 28370 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance This standard has expired and is no longer available. |
5 Credits | |||
| 28371 | Unit |
Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations This standard has expired and is no longer available. |
5 Credits | |||
| 28372 | Unit |
Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles This standard has expired and is no longer available. |
5 Credits | |||
| 28373 | Unit |
Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs This standard has expired and is no longer available. |
10 Credits | |||
| 28374 | Unit |
Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance This standard has expired and is no longer available. |
5 Credits | |||
| 28375 | Unit |
Demonstrate understanding of investment concepts and the associated regulatory environment This standard has expired and is no longer available. |
5 Credits | |||
| 28376 | Unit |
Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives This standard has expired and is no longer available. |
10 Credits | |||
| 28377 | Unit |
Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements This standard has expired and is no longer available. |
10 Credits | |||
| 28378 | Unit |
Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations This standard has expired and is no longer available. |
5 Credits | |||
| 28379 | Unit |
Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals This standard has expired and is no longer available. |
5 Credits | |||
| 28380 | Unit |
Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements This standard has expired and is no longer available. |
5 Credits | |||
| 28381 | Unit |
Demonstrate understanding of personal lending products and the borrowing needs they meet This standard has expired and is no longer available. |
5 Credits | |||
| 28382 | Unit |
Develop personal lending solutions to meet lending framework requirements and process a personal loan application |
5 Credits |
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| 28383 | Unit |
Demonstrate understanding of residential property lending and associated organisational and regulatory requirements This standard has expired and is no longer available. |
5 Credits | |||
| 28384 | Unit |
Demonstrate understanding of residential property lending products and the borrowing needs they meet This standard has expired and is no longer available. |
5 Credits | |||
| 28385 | Unit |
Demonstrate and apply knowledge of market factors and key concepts affecting residential property to meet client needs |
5 Credits |
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| 28386 | Unit |
Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process This standard has expired and is no longer available. |
5 Credits | |||
| 28387 | Unit |
Demonstrate understanding of trustee concepts, legislation, and regulations This standard has expired and is no longer available. |
10 Credits | |||
| 28388 | Unit |
Outline the relationships between trustee products and individuals' needs This standard has expired and is no longer available. |
15 Credits | |||
| 28389 | Unit |
Demonstrate the administrative responsibilities required under a trustee appointment |
5 Credits |
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| 31855 | Unit |
Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process |
10 Credits |
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| 31856 | Unit |
Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions |
8 Credits |
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| 31857 | Unit |
Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions |
7 Credits |
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| 31858 | Unit |
Interpret and explain provisions in the regulatory framework in a financial advice services context |
10 Credits |
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| 31859 | Unit |
Demonstrate and apply knowledge of the investment services environment and concepts |
5 Credits |
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| 31861 | Unit |
Gather and analyse information to determine client investment needs |
7 Credits |
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| 31862 | Unit |
Demonstrate and apply knowledge of investment assets, services, and financial instruments to meet client needs |
8 Credits |
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| 31863 | Unit |
Demonstrate and apply knowledge of economic factors to provide investment solutions |
5 Credits |
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| 31864 | Unit |
Provide advice in an investment context using the Six Step Process |
5 Credits |
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| 31865 | Unit |
Demonstrate and apply knowledge of the life, disability, and health insurance services environment and concepts |
5 Credits |
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| 31866 | Unit |
Gather and analyse information to determine client life, disability, and health insurance needs |
7 Credits |
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| 31867 | Unit |
Apply knowledge of life, disability, and health insurance products and services to meet client needs |
8 Credits |
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| 31868 | Unit |
Demonstrate and apply knowledge of administrative processes to provide life, disability, and health insurance services |
5 Credits |
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| 31869 | Unit |
Provide advice in a life, disability, and health insurance context using the Six Step Process |
5 Credits |
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| 31870 | Unit |
Demonstrate and apply knowledge of the general insurance services environment and concepts |
5 Credits |
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| 31871 | Unit |
Gather and analyse information to determine client general insurance needs |
7 Credits |
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| 31872 | Unit |
Apply knowledge of general insurance products and services to meet client needs |
8 Credits |
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| 31873 | Unit |
Demonstrate and apply knowledge of administrative processes to provide general insurance services |
5 Credits |
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| 31874 | Unit |
Provide advice in a general insurance context using the Six Step Process |
5 Credits |
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| 31875 | Unit |
Demonstrate and apply knowledge of the residential property lending services environment and concepts |
5 Credits |
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| 31876 | Unit |
Gather and analyse information to determine client residential property borrowing needs |
7 Credits |
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| 31877 | Unit |
Apply knowledge of residential property lending products and services to meet needs and process a loan application |
8 Credits |
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| 31879 | Unit |
Provide advice in a residential property lending context using the Six Step Process |
5 Credits |
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| 31880 | Unit |
Demonstrate and apply knowledge of the personal lending services environment and concepts |
5 Credits |
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| 31881 | Unit |
Gather and analyse information and apply knowledge of products to meet personal borrowing needs |
10 Credits |
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| 31882 | Unit |
Provide advice in a personal lending context using the Six Step Process |
5 Credits |
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| 31883 | Unit |
Demonstrate and apply knowledge of the banking services environment and concepts |
5 Credits |
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| 31884 | Unit |
Gather and analyse information to determine client banking needs |
7 Credits |
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| 31885 | Unit |
Apply knowledge of banking products and services to meet client needs |
8 Credits |
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| 31886 | Unit |
Provide advice in a banking context using the Six Step Process |
5 Credits |
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| 31887 | Unit |
Demonstrate and apply knowledge of the trustee services environment and concepts |
5 Credits |
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| 31888 | Unit |
Gather and analyse information to determine client trustee services needs |
7 Credits |
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| 31889 | Unit |
Demonstrate and apply knowledge of trustee products and services to meet client needs |
8 Credits |
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| 31890 | Unit |
Provide advice in a trustee services context using the Six Step Process |
5 Credits |
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