Domain - Financial Services - Professional Practice

Domain - Financial Services - Professional Practice

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Assessment Standards

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Level 3
28155 Unit Demonstrate knowledge of products, services, roles, and functions in the financial services industry
5 Credits
Word  PDF
Level 4
24755 Unit Demonstrate knowledge of the industry and apply professional practice in a financial services organisation
This standard has expired and is no longer available.
5 Credits
24757 Unit Develop and maintain in-depth knowledge of products and/or services in a financial services organisation
This standard has expired and is no longer available.
5 Credits
24766 Unit Tailor a financial product and/or service solution to meet customer needs in the financial services industry
This standard has expired and is no longer available.
4 Credits
28199 Unit Demonstrate knowledge of the financial services environment in New Zealand
15 Credits
Word  PDF
28200 Unit Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment
15 Credits
Word  PDF
28201 Unit Use Six Step Process to demonstrate broad understanding of financial products, services and customers
10 Credits
Word  PDF
28202 Unit Demonstrate knowledge of the banking industry in New Zealand
10 Credits
Word  PDF
28203 Unit Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand
10 Credits
Word  PDF
28204 Unit Demonstrate knowledge of the insurance industry in New Zealand
10 Credits
Word  PDF
Level 5
28359 Unit Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28360 Unit Select and apply banking products and services to meet client needs
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28361 Unit Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28362 Unit Demonstrate and apply knowledge of key lending concepts and frameworks to a variety of lending situations in banking
5 Credits
Word  PDF
28363 Unit Demonstrate understanding of financial services best practice, professionalism, and recognised advice process
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28364 Unit Demonstrate understanding and application of the regulatory environment for financial services
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28365 Unit Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
15 Credits
Word  PDF
28366 Unit Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28367 Unit Demonstrate understanding of insurance concepts and principles and apply to general insurance situations
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28368 Unit Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28369 Unit Demonstrate understanding of general insurance needs and products and apply products to meet client needs
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28370 Unit Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28371 Unit Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28372 Unit Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28373 Unit Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28374 Unit Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28375 Unit Demonstrate understanding of investment concepts and the associated regulatory environment
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28376 Unit Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28377 Unit Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28378 Unit Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28379 Unit Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28380 Unit Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28381 Unit Demonstrate understanding of personal lending products and the borrowing needs they meet
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28382 Unit Develop personal lending solutions to meet lending framework requirements and process a personal loan application
5 Credits
Word  PDF
28383 Unit Demonstrate understanding of residential property lending and associated organisational and regulatory requirements
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28384 Unit Demonstrate understanding of residential property lending products and the borrowing needs they meet
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28385 Unit Demonstrate and apply knowledge of market factors and key concepts affecting residential property to meet client needs
5 Credits
Word  PDF
28386 Unit Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
5 Credits
Word  PDF
28387 Unit Demonstrate understanding of trustee concepts, legislation, and regulations
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
10 Credits
Word  PDF
28388 Unit Outline the relationships between trustee products and individuals' needs
This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.
15 Credits
Word  PDF
28389 Unit Demonstrate the administrative responsibilities required under a trustee appointment
5 Credits
Word  PDF
31855 Unit Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process
10 Credits
Word  PDF
31856 Unit Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions
8 Credits
Word  PDF
31857 Unit Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions
7 Credits
Word  PDF
31858 Unit Interpret and explain provisions in the regulatory framework in a financial advice services context
10 Credits
Word  PDF
31859 Unit Demonstrate and apply knowledge of the investment services environment and concepts
5 Credits
Word  PDF
31861 Unit Gather and analyse information to determine client investment needs
7 Credits
Word  PDF
31862 Unit Demonstrate and apply knowledge of investment assets, services, and financial instruments to meet client needs
8 Credits
Word  PDF
31863 Unit Demonstrate and apply knowledge of economic factors to provide investment solutions
5 Credits
Word  PDF
31864 Unit Provide advice in an investment context using the Six Step Process
5 Credits
Word  PDF
31865 Unit Demonstrate and apply knowledge of the life, disability, and health insurance services environment and concepts
5 Credits
Word  PDF
31866 Unit Gather and analyse information to determine client life, disability, and health insurance needs
7 Credits
Word  PDF
31867 Unit Apply knowledge of life, disability, and health insurance products and services to meet client needs
8 Credits
Word  PDF
31868 Unit Demonstrate and apply knowledge of administrative processes to provide life, disability, and health insurance services
5 Credits
Word  PDF
31869 Unit Provide advice in a life, disability, and health insurance context using the Six Step Process
5 Credits
Word  PDF
31870 Unit Demonstrate and apply knowledge of the general insurance services environment and concepts
5 Credits
Word  PDF
31871 Unit Gather and analyse information to determine client general insurance needs
7 Credits
Word  PDF
31872 Unit Apply knowledge of general insurance products and services to meet client needs
8 Credits
Word  PDF
31873 Unit Demonstrate and apply knowledge of administrative processes to provide general insurance services
5 Credits
Word  PDF
31874 Unit Provide advice in a general insurance context using the Six Step Process
5 Credits
Word  PDF
31875 Unit Demonstrate and apply knowledge of the residential property lending services environment and concepts
5 Credits
Word  PDF
31876 Unit Gather and analyse information to determine client residential property borrowing needs
7 Credits
Word  PDF
31877 Unit Apply knowledge of residential property lending products and services to meet needs and process a loan application
8 Credits
Word  PDF
31879 Unit Provide advice in a residential property lending context using the Six Step Process
5 Credits
Word  PDF
31880 Unit Demonstrate and apply knowledge of the personal lending services environment and concepts
5 Credits
Word  PDF
31881 Unit Gather and analyse information and apply knowledge of products to meet personal borrowing needs
10 Credits
Word  PDF
31882 Unit Provide advice in a personal lending context using the Six Step Process
5 Credits
Word  PDF
31883 Unit Demonstrate and apply knowledge of the banking services environment and concepts
5 Credits
Word  PDF
31884 Unit Gather and analyse information to determine client banking needs
7 Credits
Word  PDF
31885 Unit Apply knowledge of banking products and services to meet client needs
8 Credits
Word  PDF
31886 Unit Provide advice in a banking context using the Six Step Process
5 Credits
Word  PDF
31887 Unit Demonstrate and apply knowledge of the trustee services environment and concepts
5 Credits
Word  PDF
31888 Unit Gather and analyse information to determine client trustee services needs
7 Credits
Word  PDF
31889 Unit Demonstrate and apply knowledge of trustee products and services to meet client needs
8 Credits
Word  PDF
31890 Unit Provide advice in a trustee services context using the Six Step Process
5 Credits
Word  PDF