Domain - Financial Services - Professional Practice

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75 Assessment Standards (75 Units)

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Assessment Standards

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Level 3
	28155	Unit	Demonstrate knowledge of products, services, roles, and functions in the financial services industry	5 Credits
Level 4
	24755	Unit	Demonstrate knowledge of the industry and apply professional practice in a financial services organisation This standard has expired and is no longer available.	5 Credits
	24757	Unit	Develop and maintain in-depth knowledge of products and/or services in a financial services organisation This standard has expired and is no longer available.	5 Credits
	24766	Unit	Tailor a financial product and/or service solution to meet customer needs in the financial services industry This standard has expired and is no longer available.	4 Credits
	28199	Unit	Demonstrate knowledge of the financial services environment in New Zealand	15 Credits
	28200	Unit	Demonstrate and apply knowledge of the financial services regulatory, compliance, and advice process environment	15 Credits
	28201	Unit	Use Six Step Process to demonstrate broad understanding of financial products, services and customers	10 Credits
	28202	Unit	Demonstrate knowledge of the banking industry in New Zealand	10 Credits
	28203	Unit	Demonstrate and apply knowledge of the family/personal budgeting sector in New Zealand	10 Credits
	28204	Unit	Demonstrate knowledge of the insurance industry in New Zealand	10 Credits
Level 5
	28359	Unit	Demonstrate understanding of the role of a bank, the banking regulatory environment, and significance of role boundaries This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28360	Unit	Select and apply banking products and services to meet client needs This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28361	Unit	Demonstrate understanding of the role of regulators and the diversity of service providers in the banking sector This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28362	Unit	Demonstrate and apply knowledge of key lending concepts and frameworks to a variety of lending situations in banking	5 Credits
	28363	Unit	Demonstrate understanding of financial services best practice, professionalism, and recognised advice process This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28364	Unit	Demonstrate understanding and application of the regulatory environment for financial services This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28365	Unit	Demonstrate understanding of and apply research and analysis processes to develop fit for purpose financial solutions This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	15 Credits
	28366	Unit	Demonstrate understanding of financial markets and how factors in the economic environment impact on market participants This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28367	Unit	Demonstrate understanding of insurance concepts and principles and apply to general insurance situations This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28368	Unit	Demonstrate understanding of general insurance legislation, regulations, codes of practice, and roles This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28369	Unit	Demonstrate understanding of general insurance needs and products and apply products to meet client needs This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28370	Unit	Demonstrate understanding of the creation, maintenance, claims, and review processes of general insurance This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28371	Unit	Demonstrate understanding of insurance concepts and principles and apply to life and health insurance situations This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28372	Unit	Demonstrate understanding of life and health insurance legislation, regulations, codes of practice, and roles This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28373	Unit	Demonstrate understanding of life and health insurance needs and products and apply products to meet client needs This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28374	Unit	Demonstrate understanding of the creation, maintenance, claims, and review processes of life and health insurance This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28375	Unit	Demonstrate understanding of investment concepts and the associated regulatory environment This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28376	Unit	Demonstrate understanding of investment assets and apply appropriate assets to meet identified investment objectives This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28377	Unit	Demonstrate and apply understanding of investment analysis techniques used to test against predetermined requirements This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28378	Unit	Demonstrate understanding of key terms and conditions of KiwiSaver and how they apply to typical client situations This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28379	Unit	Demonstrate understanding of KiwiSaver investment concepts and quantify retirement saving goals This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28380	Unit	Demonstrate understanding of personal lending concepts, and associated organisational and regulatory requirements This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28381	Unit	Demonstrate understanding of personal lending products and the borrowing needs they meet This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28382	Unit	Develop personal lending solutions to meet lending framework requirements and process a personal loan application	5 Credits
	28383	Unit	Demonstrate understanding of residential property lending and associated organisational and regulatory requirements This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28384	Unit	Demonstrate understanding of residential property lending products and the borrowing needs they meet This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28385	Unit	Demonstrate and apply knowledge of market factors and key concepts affecting residential property to meet client needs	5 Credits
	28386	Unit	Develop financial solutions to meet the needs of residential property borrowers and apply a loan application process This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	5 Credits
	28387	Unit	Demonstrate understanding of trustee concepts, legislation, and regulations This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	10 Credits
	28388	Unit	Outline the relationships between trustee products and individuals' needs This standard is expiring. The last date for assessment to take place is Sat Dec 31 00:00:00 NZDT 2022.	15 Credits
	28389	Unit	Demonstrate the administrative responsibilities required under a trustee appointment	5 Credits
	31855	Unit	Demonstrate and apply knowledge of financial services legislation, good conduct, professionalism, and Six Step Process	10 Credits
	31856	Unit	Demonstrate and apply knowledge of the financial services sector to provide financial advice solutions	8 Credits
	31857	Unit	Demonstrate and apply knowledge of key factors in the economic environment to provide financial advice solutions	7 Credits
	31858	Unit	Interpret and explain provisions in the regulatory framework in a financial advice services context	10 Credits
	31859	Unit	Demonstrate and apply knowledge of the investment services environment and concepts	5 Credits
	31861	Unit	Gather and analyse information to determine client investment needs	7 Credits
	31862	Unit	Demonstrate and apply knowledge of investment assets, services, and financial instruments to meet client needs	8 Credits
	31863	Unit	Demonstrate and apply knowledge of economic factors to provide investment solutions	5 Credits
	31864	Unit	Provide advice in an investment context using the Six Step Process	5 Credits
	31865	Unit	Demonstrate and apply knowledge of the life, disability, and health insurance services environment and concepts	5 Credits
	31866	Unit	Gather and analyse information to determine client life, disability, and health insurance needs	7 Credits
	31867	Unit	Apply knowledge of life, disability, and health insurance products and services to meet client needs	8 Credits
	31868	Unit	Demonstrate and apply knowledge of administrative processes to provide life, disability, and health insurance services	5 Credits
	31869	Unit	Provide advice in a life, disability, and health insurance context using the Six Step Process	5 Credits
	31870	Unit	Demonstrate and apply knowledge of the general insurance services environment and concepts	5 Credits
	31871	Unit	Gather and analyse information to determine client general insurance needs	7 Credits
	31872	Unit	Apply knowledge of general insurance products and services to meet client needs	8 Credits
	31873	Unit	Demonstrate and apply knowledge of administrative processes to provide general insurance services	5 Credits
	31874	Unit	Provide advice in a general insurance context using the Six Step Process	5 Credits
	31875	Unit	Demonstrate and apply knowledge of the residential property lending services environment and concepts	5 Credits
	31876	Unit	Gather and analyse information to determine client residential property borrowing needs	7 Credits
	31877	Unit	Apply knowledge of residential property lending products and services to meet needs and process a loan application	8 Credits
	31879	Unit	Provide advice in a residential property lending context using the Six Step Process	5 Credits
	31880	Unit	Demonstrate and apply knowledge of the personal lending services environment and concepts	5 Credits
	31881	Unit	Gather and analyse information and apply knowledge of products to meet personal borrowing needs	10 Credits
	31882	Unit	Provide advice in a personal lending context using the Six Step Process	5 Credits
	31883	Unit	Demonstrate and apply knowledge of the banking services environment and concepts	5 Credits
	31884	Unit	Gather and analyse information to determine client banking needs	7 Credits
	31885	Unit	Apply knowledge of banking products and services to meet client needs	8 Credits
	31886	Unit	Provide advice in a banking context using the Six Step Process	5 Credits
	31887	Unit	Demonstrate and apply knowledge of the trustee services environment and concepts	5 Credits
	31888	Unit	Gather and analyse information to determine client trustee services needs	7 Credits
	31889	Unit	Demonstrate and apply knowledge of trustee products and services to meet client needs	8 Credits
	31890	Unit	Provide advice in a trustee services context using the Six Step Process	5 Credits

Domain - Financial Services - Professional Practice

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